美国商品期货交易委员会 (CFTC) 取消了大型交易商对实物商品互换的常规报告要求

美国商品期货交易委员会 (CFTC) 取消了大型交易商对实物商品互换的常规报告要求美国商品期货交易委员会
版本号 9269-26
美国商品期货交易委员会 (CFTC) 取消了大型交易商对实物商品互换的常规报告要求
2026 年 7 月 17 日
华盛顿——商品期货交易委员会今天发布了一项最终命令，取消了第 20 部分（实物商品掉期大型交易商报告规则）的例行头寸报告要求。根据该命令，清算组织、清算会员和掉期交易商将不再需要提交第 20 部分目前要求的每日和基于事件的头寸报告。
“美国金融市场参与者不应该背负昂贵且重复的报告要求，这不会提高我们的监管质量，”主席迈克尔·S·塞利格（Michael S. Selig）表示。 “这项命令减轻了行业的重大和不必要的负担，同时确保委员会保留对保护这些市场所需的立场信息的完全访问权限。”
委员会根据第 20.9 条发布了该命令，这是第 20 部分中的日落条款，2011 年首次作为临时措施通过时。该规则早于委员会更广泛的掉期数据报告框架，该框架后来通过第 49 部分下的掉期数据存储库注册、第 43 和 45 部分中的掉期数据报告要求以及第 150 部分中的头寸限制而成熟。
作为一项过渡措施，委员会将保留第 20 部分的记录保存和特别赎回条款。报告实体必须继续保存其配对掉期和掉期期权交易以及期货等价转换方法的记录，并根据适当范围的特别赎回提供这些记录。
该命令在联邦公报上公布后生效。
-CFTC-

CFTC Sunsets Routine Large Trader Reporting Requirements for Physical Commodity Swaps | CFTC
Release Number 9269-26
CFTC Sunsets Routine Large Trader Reporting Requirements for Physical Commodity Swaps
July 17, 2026
WASHINGTON — The Commodity Futures Trading Commission today issued a final order sunsetting the routine position-reporting requirements of Part 20, the large trader reporting rules for physical commodity swaps. Under the order, clearing organizations, clearing members, and swap dealers will no longer be required to file the daily and event-based position reports currently required under Part 20.
“American financial market participants should not be saddled with costly and duplicative reporting requirements that do not improve the quality of our regulation,” Chairman Michael S. Selig said. “This order relieves industry of a significant and unnecessary burden while ensuring the Commission retains full access to the position information it needs to protect these markets.”
The Commission issued the order under § 20.9, a sunset provision built into Part 20 when it was first adopted in 2011 as a temporary measure. The rule predated the Commission's broader swap data reporting framework, which has since matured through the registration of swap data repositories under Part 49, the swap data reporting requirements in Parts 43 and 45, and the position limits in Part 150.
The Commission is retaining, as a transitional measure, the recordkeeping and special-call provisions of Part 20. Reporting entities must continue to keep records of their paired swap and swaption transactions and futures-equivalent conversion methods and furnish them upon appropriately scoped special call.
The order is effective upon publication in the Federal Register.
-CFTC-